Tag: clawback

At the start of the second quarter the focus was on the White House where two pieces of securities litigation were signed into law by the President. First, the STOCK Act, prohibiting the already illegal insider trading by Congress was …

THIS WEEK IN SECURITIES LITIGATION (Week ending April 6, 2012) Read More »

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The SEC’s Division directors reported to Congress this week on the progress of the reforms at the Commission. SEC Enforcement brought an investment fund fraud action this week centered on luring investors with the prospect of acquiring pre-IPO shares of …

THIS WEEK IN SECURITIES LITIGATION (November 18, 2011) Read More »

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