Tag: CDO

The Commission filed four settled market crisis actions centered on the sale of interests in a collateralized debt obligation. Each center on the CDO known as Delphinus CDO 2007-1 structured by Mizuho Securities USA, Inc. in mid-2007 and for which …

The Commission Settles Four Related Market Crisis Actions Read More »

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The SEC won a significant victory in its Citigroup market crisis case last week. A panel of the Second Circuit Court of Appeals concluded that the Commission has a probability of success on the merits while chiding the district court …

WILL THE KEY QUESTION IN THE CITIGROUP CASE BE ANSWERED? Read More »

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