International was a key theme this week. The Commission brought another action against the Shanghai affiliate of an international accounting firm based on its failure to produce work papers from an audit of a Chinese issuer and a proceeding against …
THIS WEEK IN SECURITIES LITIGATION (Week ending May 11, 2012) Read More »
Insider trading, implementing Dodd-Frank, asset valuations and old scandals dominated the securities enforcement litigation this week. The U.S. Attorney’s Office in Manhattan and the SEC brought more high profile insider trading cases focused on the hedge fund industry. These cases …
THIS WEEK IN SECURITIES LITIGATION (January 20, 2012) Read More »