Tag: boiler room

It was touted as “the largest publicly traded diversified portfolio of professional sports teams in the world.” The firm actually owned interests in a U.K. football team and other sports teams. The company was put together by a former registered …

SEC Charges Oxford City Football Club With Fraud Read More »

Tagged with: , , ,

The Commission brought two FCPA cases this week, one of which was in conjunction with the DOJ. Both centered on the payments for gifts and travel in China. In addition, the SEC filed three manipulation cases, an action centered on …

This Week In Securities Litigation (December 19, 2014) Read More »

Tagged with: , , , , , ,