Year: 2025

The Commission filed one new enforcement action last week It centered on Misrepresentations. The agency also dismissed three different enforcement actions.  As noted in earlier articles on such cases, the Commission typically does not offer any explanation these actions. Be …

This Week In Securities Litigation  (Week of September 22, 2025)   Read More »

Ponzi schemes seem to be the key point of interest for the Commission’s enforcement program recently. Many of the cases being filed are Ponzi schemes or at least a variation of one. While it is important to bring cases where …

Commission Continues to Focus on Ponzi Schemes Read More »

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