Month: August 2025

The Commission has appointed Judge Margaret Ryan as the next Director of the Division of Enforcement. Judge Ryan brings a variety of experience to the position. The Judge received her law degree from the University of Notre Law School. There …

New Enforcement Director Appointed Read More »

Tagged with: ,

Cherry picking is a practice long targeted by the Commission. At a minimum it is the ultimate conflict of interest.  Viewed for what it is, the practice is at once theft and a lie.  It centers on trading by a …

Cherry Picking Adviser is Barred for Five Read More »