Month: March 2023

The Commission continued to revamp its rules last week. This time the focus was on cybersecurity and the markets. The agency proposed a new Rule 10 as the centerpiece of a series of proposals designed for protecting the markets from …

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Offering fraud actions are one of the most prevalent types of cases brought by the Commission. There is an almost endless number of variations of fraudulent schemes used to convince investors to pay over their money to people who are …