Year: 2022

This is the second part of a four part series tracing and analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, published on Tuesday, August 23, 2022 (here), noted that 101 enforcement were filed …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part II Read More »

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I. Introduction Issues such as the never-ending pandemic continue to impact back to the office for all, including the Commission’s Enforcement Division. To date agency staff continue to work from home. Testimony continues to be taken largely on Webex rather …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond Read More »

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