Month: March 2022

Insider trading has long been a staple of the Commission’s enforcement division. Over the years the agency has filed numerous actions alleging insider trading. Some actions were high profile and high risk such as the “suspicious trading” case, typically filed …

Insider Trading Ring Has Over $1 Million in Profits Read More »

Tagged with: ,

Today SECACTIONS presents a guest post by Erica Andrews, Attorney, Dorsey & Whitney, LLP, Washington. The ultimate ruling in the case Erica discusses below could impact every settlement in an enforcement action — Tom Former Xerox executive, Barry D. Romeril, …

High Court Petitioned to Review Constitutionality of Commission “Gag Orders” Read More »

Tagged with: , ,