Month: March 2021

Crypto currencies began life with the idea of “being off the grid.” Later at least some versions claimed to be part of the grid. As crypto mutated over time regulators struggled with how to handle the new investments, trying to …

SEC Claims Digital Asset LBRY Is Unregistered Security Read More »

Tagged with: ,

Money laundering compliance is a critical area for banks, broker-dealers and others in the financial world. The importance of this area was recently highlighted by the passage of the Corporate Transparency Act or CTA to bolster the requirements. Indeed, Kenneth …

SEC’s Division of Exams on AML Compliance Read More »

Tagged with: , ,