Month: June 2020

The Commission was a leading news story this week in many publications, but not for any action taken or case filed or resolved. The focus was, and continues to be, the Chairman and speculation that he wants to resign and …

This Week In Securities Litigation (Week of June 29, 2020) Read More »

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One of the key focuses of the Commission’s enforcement program has been retail investors and offering frauds. Frequently it is those investors who rush to purchase shares in the latest fad area only to find out that the investment is …

SEC Settles Digital Asset Case Read More »

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