Month: November 2019

In the future the Commission appears to be facing heavy headwinds. One critical question is always the budget. The budget published earlier this year was at $705 million. Whether that amount will be approved is unclear. There are also questions …

This Week In Securities Litigation (Week of Nov. 18, 2019) Read More »

The SEC prevailed in a cross-border market manipulation scheme keyed to a layering technique that generated more than $25 million in illicit profits. The firm, Avalon FA Ltd., is based in Kiev, Ukraine and controlled by defendants Nathan Fayyer and …

SEC Prevails in Manipulation Case Read More »

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