Month: February 2019

The Commission filed a series of actions this week. Those included a microcap fraud case in which nineteen sham entities were created using a series of misrepresentations; an insider trading action in which a an executive began placing orders with …

This Week In Securities Litigation (Week ending Feb. 22, 2019) Read More »

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One of the difficult issues in many foreign bribery cases is establishing involvement by the parent company and senior officials. The local in-country subsidiary is typically on the front line. Executives on site deal with the local officials. The bribes …

N.J. Firm Pays Over $25 Million to Settle SEC FCPA Charges Read More »

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