Month: January 2019

The partial government shutdown, which has left the halls of the Commission largely dark, continues to set a new record for its duration each day. Unfortunately, there is no end in sight. That leaves thousands of Commission staff and other …

This Week In Securities Litigation (Week ending Jan. 25, 2019) Read More »

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A central question in all of the crypto currency actions brought by the Commission is whether the interests being offered to investors are in fact securities. The seminal decision is, of course, the 1946 decision of the Supreme Court in …

Circuit Court Rejects SEC Claims on Howey Security Test

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