Month: October 2018

The Commission continues to crackdown on microcap fraud, particularly those in the crypto currency space which try to lure investors by claiming that the agency have given its seal of approval to the transactions. One new matter focused on a …

SEC Continues to Focus on Microcap Fraud Read More »

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Technology related issues were front and center this week. The Commission announced that it has launched a new Strategic Hub for Innovation and Financial Technology. The Hub will serve as an interface between the agency and the public on fintech …

This Week In Securities Litigation (Week ending October 19, 2018) Read More »

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