Month: January 2018

Distributed ledger technology or DLT, virtual currencies and the related markets were the center of discussion this week. SEC Chairman Jay Clayton delivered remarks at one conference sternly warning that the Commission would hold accountable market professionals who failed to …

This Week In Securities Litigation (Week ending Jan. 26, 2017) Read More »

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A key focus of the SEC Enforcement Division under Chairman Jay Clayton is retail investors. The program’s new focus comes at a time when it faces new challenges. Virtual currencies, whether the new tulip bubble or the latest and greatest …

The New SEC Enforcement Program: Anchored In A Long Held Tradition Read More »

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