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Year: 2017

Posted on by T. Gorman Posted in SECActions

The Commission prevailed at the trial of Howard Present, a co-founder of F-Squared centered on the marketing claims for its AlphaSector product. That product was also the focus of a series of actions involving investment advisers who recommended it without …

This Week In Securities Litigation (Week ending October 13, 2017) Read More »

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Posted on by T. Gorman Posted in SECActions

Using images satellite images of largely vacant land parcels, the Commission filed a financial fraud action against four former officers of Mexico’s once largest home builder, Desarrolladora Homex, S.A.B.de T.C.V. or Homex. The photos are of land tracts where the …

SEC Files Financial Fraud Action “Caught on Camera” Read More »

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