Year: 2017

The Commission prevailed at the trial of Howard Present, a co-founder of F-Squared centered on the marketing claims for its AlphaSector product. That product was also the focus of a series of actions involving investment advisers who recommended it without …

This Week In Securities Litigation (Week ending October 13, 2017) Read More »

Tagged with: , ,

Using images satellite images of largely vacant land parcels, the Commission filed a financial fraud action against four former officers of Mexico’s once largest home builder, Desarrolladora Homex, T.C.V. or Homex. The photos are of land tracts where the …

SEC Files Financial Fraud Action “Caught on Camera” Read More »

Tagged with: ,