Month: November 2017

The CFTC announced its enforcement results for fiscal 2017. During the last fiscal year the agency brought 49 enforcement related actions centered on manipulation, spoofing and other charges. The CFTC also obtained orders totaling $412,726,307 in restitution, disgorgement and penalties. …

CFTC Enforcement Actions Declined In 2017 Read More »

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A new report by Cornerstone Research and the NYU Pollack Center shows a significant drop in the number of SEC enforcement cases in the second half of the last Government fiscal year, attributable to the change in administration. The findings …

This Week In Securities Litigation (Week ending Nov. 24, 2017) Read More »

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