Month: October 2017

The former head of global foreign exchange cash trading for HSBC Bank plc was convicted of “front running” in the foreign exchange markets by a jury after a four week trial. A key part of the evidence heard by the …

HSBC Trader Found Guilty in Front Running Scheme Read More »

Tagged with: , ,

Kokesh v. SEC, 137 S.Ct. 1635 (June 5, 2017) held that the statute of limitations in Section 2462 of Title 28 applies to requests for disgorgement by the Commission. Those payments constitute a penalty within the meaning of the Section, …

The Impact of Kokesh On FINRA Remedies

Read More »