Year: 2016

Undermining the protections of Exchange Act Section 21E which protect whistleblowers was the subject of a recent, settled enforcement action. Now the Commission has brought a similar action, again centered on provisions in severance agreements that might impede former employees …

SEC Files Another Action To Protect Whistleblowers Read More »

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Sometimes it is all in the family. In this case it certainly appears to be all in the family – or at least largely. Jason, John, Jared and Derek Galanis teamed with Gary Hirst, Ymer Shahini and Gavin Hamels to …

Stock Manipulation – A Family Affair Read More »

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