Offering fraud actions continue to be a staple of SEC enforcement. The Commission’s most recent action is this stream of cases involved a limited liability company that never engaged in business. SEC v. Jones, Civil Action No. 1:16-cv-01695 (D.D.C. Filed …
Year: 2016
Insider Trading: Is Stewart the Way Forward for the Government?
The Government’s insider trading conviction last week in U.S.v. Stewart, No. 1:15-cr-00287 (S.D.N.Y.) is being hailed by some as the way forward for the DOJ and the SEC in a post-Newman world. Perhaps. But consideration of the jury instructions in …
Insider Trading: Is Stewart the Way Forward for the Government?
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