Month: June 2015

Outsized trades continue to draw SEC scrutiny and enforcement actions – even where the agency does not have the evidence to fully plead a claim. Despite the difficulties of these so-called “suspicious” trading cases, in many instances the Commission is …

SEC Files Another Suspicious Trading Case Read More »

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The EB-5 program was designed to create a path to becoming a permanent residence in the U.S. for certain immigrants while facilitating job creation in the United States. Initiated in 1990, the program gives a foreign applicant a path to …

SEC Brings First Unregistered Broker Charges Based on EB-5 Program Read More »

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