Month: March 2015

The SEC has brought a series of investment fund fraud and Ponzi schemes. Indeed, the Commission has brought so many of these cases in recent years they have become a staple. None of those cases, however, involved securities fraud tied …

Manhattan U.S. Attorney Prevails in Securities Fraud, RICO Case Read More »

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Last week SEC Enforcement Division Director Andrew Ceresney,testified before Congress regarding the efforts of the Division and its requested for additional funding, highlighting its priorities (here). The Director began by telling the subcommittee that “A strong enforcement program is at …

Priorities For the SEC’s Enforcement Division Read More »

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