Month: November 2014

The Commission filed another settled FCPA action this week. The proceeding named two U.S. citizens living abroad as Respondents. The DOJ issued an Opinion discussing successor liability. The DC Circuit agreed to rehear the suit which challenged the SEC’s conflict …

This Week In Securities Litigation (Week ending November 21, 2014) Read More »

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Microcap stock manipulations continues to be a key area of focus for SEC Enforcement with the filing of two new cases involving the CEOs of two firms of manipulating the share price of their firms. In SEC v. Forum National …

SEC Continues to Focus On Microcap Stock Manipulation Read More »

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