Year: 2013

SEC Chairman Elise Walter and CFTC Chairman Gary Gensler testified before a Senate Committee this week, focusing on the implementation of Dodd-Frank. The SEC also approved the budget for the PCAOB. Two former senior executive in the organization of jailed …

This Week In Securities Litigation (Week ending February 15, 2013) Read More »

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CFTC Commissioner Bart Chilton addressed the Arkansas State University Agribusiness Conference (Feb. 13, 2013) in remarks titled “Red” – perhaps because the school is known as the “Red Wolfs” and it is valentines day this week. The Commissioner’s remarks – …

Do the Markets Work for You? Position Limits, Massive-Passives, Cheetahs and Culture Read More »

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