Month: November 2012

The SEC and the U.S. Attorney’s Office, New Jersey, brought civil and criminal insider trading charges against, respectively, six and seven individuals based on a five year insider trading ring that garnered over $1.4 million in illegal profits. Three of …

Years Long Insider Trading Scheme Ends With SEC, USAO Charges Read More »

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The SEC filed two settled actions at the end of last week tied to the residential mortgaged backed securities market. SEC v. J.P. Morgan Securities LLC (S.D.N.Y. Filed Nov. 16, 2012); In the Matter of Credit Suisse Securities (USA) LLC, …

Lessons from the Market Crisis: Two New Cases, the End of Another Read More »

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