Month: April 2012

The FCPA is the topic of the week following the New York Times article detailing claims of violations in the Mexican subsidiary of Walmart which supposedly have been ignored for years. While that matter is under investigation, the DOJ and …

THIS WEEK IN SECURITIES LITIGATION (Week ending April 27, 2012) Read More »

Garth Peterson, the former head of Morgan Stanley’s Shanghai office, settled FCPA charges with the DOJ and the SEC. Mr. Peterson, a U.S. citizen, pleaded guilty to one count of conspiracy to evade the company’s internal accounting control. U.S. v. …

MORGAN STANLEY EMPLOYEE CHARGED WITH FCPA VIOLATIONS Read More »