After resolving insider trading charges against Diamondback Capital in the Dell insider trading cases, the Commission filed two more settled insider trading actions. SEC v. Shafer, Civ. Action No. 1:12-CV-00062 (S.D. Ohio Filed Jan. 24, 2012); SEC v. Ward, Civ. …
Month: January 2012
THE FIRST SETTLEMENT IN THE DELL INSIDER TRADING CASES
The DOJ and the SEC settled insider trading charges with Diamondback Capital Management, LLC in the Dell insider trading cases. The firm entered into a non-prosecution agreement with the U.S. Attorney’s Office to resolve possible criminal charges. Under the terms …
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