Year: 2011

The motive in most insider trading cases is usually straight forward. For example, if Raja Rajaratnam whose insider trading trial started Tuesday is found guilty nobody will question why he did it – millions of dollars in trading profits. In …

MOTIVE AND THE TREADWAY INSIDER TRADING CASE Read More »

A key focus of SEC Enforcement in recent months has been investment fund fraud and Ponzi scheme cases. Once considered difficult to detect in the past the Commission brought few actions. Now, however, seldom a week goes by without at …

A FUND OPERATOR DEFRAUDS THE PUBLIC – AND TRIES TO FOOL THE SEC Read More »