SEC Chairman Mary Schapiro continued to press congress for adequate funding which would permit the Commission to carry out its statutory duties and avoid furloughs. At the same time the agency continues to suffer through its latest scandal. This one …

THIS WEEK IN SECURITIES LITIGATION (March 18, 2011) Read More »

This is part eight (continued) of a series of articles that will be published periodically analyzing the direction of SEC enforcement. SEC insider trading cases for 2010 can, for purposes of discussion, be divided into three group: 1) Market and …

SEC ENFORCEMENT TRENDS 2011: INSIDER TRADING (cont) Read More »