Commissioner Louis Aguilar, in remarks at SEC Speaks last Friday, called for a revamping of the Commission’s 2006 Statement on Corporate Penalties, discussed here. While Commissioner Aguilar makes a good point, any reassessment should begin with a careful undertaking in …

SEC REMEDIES: TIME FOR A REASSESSMENT Read More »

Financial reform efforts continued on Capital Hill this week with testimony about the so-called Volker Rule which some call “Glass Steagall lite.” SEC Chairman Mary Schapiro met with her counter parts at the FSA in London to discuss coordination on …

THIS WEEK IN SECURITIES LITIGATION (February 5, 2010) Read More »