Month: June 2010

Chancellor of the Exchequer George Osborne may be abolishing the Financial Services Authority, but the regulator is not going out of business. Rather, the UK market regulator is continuing with the new more aggressive posture it has adopted in recent …

THE FSA, BEING DISBANDED BUT NOT GOING OUT OF BUSINESS Read More »

The Commission filed a complaint against Anthony Banas, co-founder and former Chief Technology Officer of privately held Canopy Financial, Inc. Canopy is a Chicago based company which assists clients in administering and managing their employees’ health savings and flexible spending …

AN ACTION BASED ON A FRAUDULENT PRIVATE PLACEMENT Read More »