Month: May 2010

The effective use of remedies in resolving SEC enforcement actions is critical to protecting investors and the markets. SEC Commissioner Luis Aguilar recently discussed this question in calling for a re-evaluation of the use of penalties and selected other remedies. …

CRAFTING AN EFFECTIVE APPROACH TO ENFORCEMENT REMEDIES Read More »

Mark Kurland became the first defendant to be sentenced in the Galleon insider trading cases, discussed here. He had previously pleaded guilty to conspiracy and securities fraud. The court sentenced Mr. Kurland to serve twenty seven months in prison followed …

THE FIRST GALLEON DEFENDANT IS SENTENCED Read More »