Month: April 2010

Sometimes the SEC is an aggressive market regulator and at other times it appears to be the gang that cannot shoot straight. In filing the Goldman case, discussed here, it not only brought the most significant enforcement action in years, …

THE SEC, THE GOLDMAN CASE AND CRITICS Read More »

This week, the trial of the SEC’s CDS insider trading case continued in New York. The Commission brought its most significant enforcement action in years, SEC v. Goldman Sachs. Many viewed the case as an indication that the SEC’s enforcement …

THIS WEEK IN SECURITIES LITIGATION (April 23, 2010) Read More »