The market crisis continues to dominate the news as the SEC seeks new regulatory powers while expanding its enforcement investigations in an effort to determine what happened. The Commission also filed its first ever administrative action against a mutual fund …

The SEC’s Cox Requests More Authority And A First Against A Fund Advisor Read More »

The SEC amended its emergency short sale rules in two orders entered on Sunday, September 21, 2008. First, the SEC made certain technical and conforming amendments to its order prohibiting short sales in shares of 799 financial institutions. The original …

SEC Modifies Its Emergency Short Sale Rules And Suggests They May Be Extended Read More »