Today begins a new occasional series on self-reporting and cooperation, a critical issue faced by many discovering a possible malfeasance. Almost immediately upon making this discovery the business organization is confronted with critical questions regarding self-reporting, cooperation, privilege waivers and …

New Series: Self-reporting And Cooperation: Key Issues Read More »

Trading in the U.S. markets through foreign accounts does not shield the trader from SEC scrutiny and potential liability. On Friday, the SEC reaffirmed this point, filing another insider trading case based on international trading. SEC v. One or More …

The SEC Files Another Insider Trading Case Based On International Trading Read More »