Month: December 2007

The SEC filed two more settled enforcement actions in the key insider trading and options backdating areas which have come to typify its enforcement efforts in recent months. One is an insider trading case against a lawyer, while the other …

More Insider Trading; More Options Backdating Read More »

As part of its campaign on insider trading the SEC has brought two cases against attorneys this year. The first was against Kevin J. Heron, former general counsel, corporate secretary and chief insider trading compliance officer of Amkor Technology. In …

The Renewed Campaign on Insider Trading: Conclusion Read More »