Tag: window dressing

The SEC’s Division directors reported to Congress this week on the progress of the reforms at the Commission. SEC Enforcement brought an investment fund fraud action this week centered on luring investors with the prospect of acquiring pre-IPO shares of …

THIS WEEK IN SECURITIES LITIGATION (November 18, 2011) Read More »

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Showing a picture of a star NFL player or a world class skier in their sports gear, the commercial begins by identifying the athlete as pure aggression. The athlete then raises his or her arms and the gear is removed. …

ARE MORE RULES NECESSARY? Read More »

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