Tag: venue selection

The Commission’s increased use of administrative proceedings as the venue of choice for enforcement actions sparked a series of suits challenging the practice. The challenges have been largely unsuccessful, although they may result in the Supreme Court determining whether SEC …

Due Process, Fairness: SEC Administrative Enforcement Actions Read More »

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While the Commission’s venue selection determinations have been repeatedly challenged, each of the decisions in favor of the agency at the circuit court level has failed to reach the merits of the Constitutional claim. Rather, the actions have been dismissed …

D.C. Circuit Rejects Challenge to Appointment of SEC ALJs Read More »

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