Tag: UK

FCA, PRA Sanction Barclays, Executive Re Whistleblower

The Commission has brought a number of actions seeking to protect whistleblowers. One action, for example, was brought against a firm which tried to bar former employees from talking to regulators by inserting provisions in its severance clauses while retaliating

Tagged with: ,

This Week in Securities Litigation (Week ending October 25, 2013)

A review of securities and fCPA enforcement actions this week.

Tagged with: , , , , , ,