Tag: short sales

The Commission issued rules this week regarding changes to its public liquidity risk management disclosure for open ended funds. In addition, proposed rules were issued regarding its whistleblower program and the regulatory framework for ETFs. A second insider trading case …

This Week In Securities Litigation (Week ending June 29, 2018) Read More »

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On this Veterans Day we take a moment to honor and remember those who have served all of us. We honor every person who has served our country in the military and those who presently wear the uniform. We honor …

THIS WEEK IN SECURITIES LITIGATION (November 11, 2011) Read More »

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