Tag: SEC

This Week In Securities Litigation (Week ending Feb. 15, 2019)

The Commission initiated enforcement actions centered on insider trading, a sham transaction and a lack of auditor independence this week. The insider trading case charged a former high-ranking Apple attorney tasked with administrating the firm’s insider trading policy while the

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Company Lawyer Charged With Insider Trading: One To Many Bites of the Apple

A corporate attorney charged with monitoring the insider trading policy for a large publicly traded company clearly knows the practice is illegal. Indeed, at one point while administering the insider trading policy the attorney disseminated an email at his firm

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