Tag: SEC

DOJ Announces New FCPA Cooperation Policy

The Department of Justice announced a revised FCPA Corporate Enforcement Policy. The new policy, designed to enable the DOJ to efficiently identify and punish criminal conduct while encouraging voluntary disclosures of wrong doing, offers the prospect of a declination, or

Posted in SECActions Tagged with: , , ,

This Week In Securities Litigation (Week ending Dec. 1, 2017)

The Commission entered an order formally appointing its ALJs under the Constitution’s Appointments Clause. In entering the order the agency moved to end the debate over the application of the clause regarding its ALJs. The order also directs a review

Posted in SECActions Tagged with: , , ,