Tag: RMBS

Trading in Opaque Markets: Fraud, Materiality and Compliance

This is the second segment of an occasional series regarding a group of criminal and civil securities fraud actions involving trading in opaque markets and the lessons that can be drawn them; the first segment is here. Litvak I Jesse

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Trading in Opaque Markets: Fraud, Materiality and Compliance

This is the first segment of an occasional series regarding a group of criminal and civil securities fraud actions involving trading in opaque markets and the lessons that can be drawn the prosecutions Introduction The U.S. Attorney’s Office and the

Posted in SECActions Tagged with: , , ,