Tag: Primary liability

Lorenzo and Primary Liability: An SEC Win at the High Court?

The Supreme Court heard argument on the question frequently referred to in the circuit and district courts as scheme liability on Monday, December 3, 2018. Lorenzo v. SEC, No. 17-0077. Specifically, the question as framed by Petitioner Francis Lorenzo is

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Supreme Court To Determine if SEC Can Circumvent Janus

The Supreme Court will hear a case which may have a significant impact on SEC enforcement. Specifically, the Court will consider the question of whether the agency can circumvent Janus Capital Group, Inc. v. First Derivate Traders, 564 U.S. 135

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