Tag: pay-to-play

Former Broker Sentenced in Pay-to-Play Scheme

The Commission and the Manhattan U.S. Attorney’s Office have brought a number of pay-to-play cases involving pension funds. In one involving the third largest public pension fund in the country uncovered by the SEC, Deborah Kelley, a former managing director

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B/D Executive Pleads Guilty In Bribery Scheme Uncovered by SEC

A New York public pension fund was at the center of a pay-to-play scheme uncovered by the SEC. The inquiry ended with charges from the Manhattan U.S. Attorney’s Office against a former managing director of a registered broker-dealer that included

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