Tag: muni bond flipping

As the Holidays grow close SEC Enforcement brought a series of cases which replicate areas it had continued to focus on over the calendar year. Those include: Muni bond flipping; pay-to-play; pre-release ADRs; insider trading; SARs; and FCPA. Since actions …

This Week In Securities Litigation (Week ending Dec. 21, 2018) Read More »

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