Tag: JOBBS Act

Capital formation is one of the primary missions of the SEC. Commissioner Kara Stein recently discussed this basic SEC mission in remarks delivered at the Stanford Rock Center for Corporate Governance, Stanford Law School (here), outlining several new options. The …

SEC Commissioner Stein On Capital Formation Read More »

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As summer draws to a close, the Commission continued its work under Dodd-Frank, issuing a staff study on financial literacy. It focuses on what investors want to know about financial professionals and investment products. Proposed rules were also issued under …

This Week In Securities Litigation (Week ending August 31, 2012) Read More »

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