Tag: high speed trading

High speed trading is a frequent topic of discussion in the securities markets. Books have been written about it such as Michael Lewis’ “Flash Boys” and Scott Patterson’s “Dark Pools.” Hearings have been held on Capitol Hill and SEC and …

SEC Institutes Proceeding Against High Speed Trader – But Not For Trading Read More »

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An investment adviser and its principal settled SEC charges that they mislead the board of a registered investment company when it was considering an advisory contract.

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