Tag: Goldman Sachs

The Ninth Circuit upheld a conviction for illegal tipping, following Dirks but raising doubt regarding its adherence to Newman in an opinion authored by Judge Rakoff, sitting by designation. The Commission filed settled proceedings against Goldman Sachs and KKR for, …

This Week In Securities Litigation (Two weeks ending July 10 , 2015) Read More »

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“But the S.E.C., of all agencies, has a duty, inherent in its statutory mission, to see that the truth emerges; and if it fails to do so, the Court must not, in the name of deference or convenience, grant judicial …

SEC – CITIGROUP SETTLEMENT IS REJECTED BY THE COURT Read More »

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