Tag: financial fraud

This Week In Securities Litigation (Week ending April 5, 2019)

Round 3 of the SEC and Elon Musk played out in a Manhattan federal court room on Thursday afternoon. This round went to a wise federal Judge who told the parties to go settle the case or she would rule

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SEC Resolves Financial Fraud Action with CEO, CFO of Private Firm

Actions brought by the Commission typically focus on issuers – firm’s whose shares are registered for trading and listed on exchanges. The agency also brings actions against privately held companies, however, a point that is often overlooked. See, e.g., SEC

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