Tag: financial fraud

This Week In Securities Litigation (Week ending April 13, 2018)

One firm and three of its officers were named as defendants in a Commission enforcement action that could have been cloned from earlier remarks of Chairman Clayton about cryptocurrency. In one speech the Chairman decried situations where a firm might

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SEC Settles Financial Fraud Action – With Admissions In The U.K.

The Commission has settled one action in which admissions were required since Jay Clayton became Chairman. In resolving its most recent financial fraud action the agency did not require the settling parties to make admissions of fact. The settlement was

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