Tag: financial fraud

This Week In Securities Litigation (Week ending September 21, 2018)

The Commission filed a series of civil injunctive actions and administrative proceedings over the course of the week as the end of the government fiscal year draws near. A number of actions were brought against firms making false statements regarding

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This Week In Securities Litigation (Week ending August 24, 2018)

The stay of contested administrative proceedings ended this week. The Commission entered an order lifting the stay which has been in place since the Supreme Court handed down Lucia. The Order ratifies the appointment of its ALJs and directs that

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